Stephane Marchand

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Material risk taker (since 23 Jul 2020)
    • [FCA CF] Significant management (since 21 Apr 2017)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF29 Significant management (18 Jan 2016 to 6 Mar 2016)
    • CF30 Customer (13 Sep 2010 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [FCA CF] Significant management (since 7 Mar 2016)
    • CF29 Significant management (4 Dec 2015 to 6 Mar 2016)
    • CF30 Customer (13 Sep 2010 to 6 Mar 2016)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Client dealing (17 Feb 2020 to 24 Aug 2020)
    • [FCA CF] Manager of certification employee (17 Feb 2020 to 24 Aug 2020)
    • [FCA CF] Material risk taker (17 Feb 2020 to 24 Aug 2020)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 23 Feb 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 23 Feb 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 23 Feb 2023)
    • [FCA CF] Significant management (7 Mar 2016 to 23 Feb 2023)
    • CF29 Significant management (4 Dec 2015 to 6 Mar 2016)
    • CF30 Customer (13 Oct 2015 to 6 Mar 2016)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (13 Sep 2010 to 11 Dec 2014)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (20 Oct 2008 to 6 Aug 2010)

Recent activity

Updates to this individual's record on the FCA register.

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