Stephane Carrier

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (11 Jan 2017 to 22 Jan 2019)
    • [FCA CF] Client dealing (7 Sep 2016 to 22 Jan 2019)
    • CF30 Customer (23 Apr 2008 to 29 Oct 2010)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 19 Mar 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 9 Mar 2004)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 19 Mar 2008)
    • CF21 Investment Adviser (9 Mar 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.