Stephane Audran

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Manager of certification employee (25 Feb 2021 to 22 Jan 2022)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Significant management (7 Mar 2016 to 4 Jul 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 3 Oct 2025)
    • [FCA CF] Material risk taker (7 Mar 2016 to 4 Jul 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 27 Oct 2025)
    • CF29 Significant management (15 Jul 2013 to 6 Mar 2016)
    • CF30 Customer (19 Aug 2008 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Client dealing (7 Mar 2016 to 27 Oct 2025)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 3 Oct 2025)
    • [FCA CF] Material risk taker (7 Mar 2016 to 4 Jul 2022)
    • [FCA CF] Significant management (7 Mar 2016 to 4 Jul 2022)
    • CF29 Significant management (15 Jul 2013 to 6 Mar 2016)
    • CF30 Customer (19 Aug 2008 to 6 Mar 2016)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • CF21 Investment Adviser (12 Nov 2004 to 28 Apr 2006)
    • CF22 Investment Adviser (Trainee) (4 Nov 2004 to 12 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.