Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Europe Limited
FRN 124543
- [FCA CF] Client dealing (since 17 Mar 2025)
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Royal Bank of Canada
FRN 124783
- [FCA CF] Client dealing (since 17 Mar 2025)
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- [FCA CF] Manager of certification employee (9 Feb 2023 to 1 Oct 2024)
- [FCA CF] Proprietary trader (9 Dec 2019 to 1 Oct 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Oct 2024)
- CF30 Customer (6 Jun 2016 to 8 Dec 2019)
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- CF30 Customer (8 Oct 2010 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 16 Jul 2008)
- CF21 Investment Adviser (2 May 2007 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 16 Jul 2008)
- CF21 Investment Adviser (2 May 2007 to 31 Oct 2007)
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- CF26 Customer Trading (14 Jul 2006 to 7 Dec 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.