Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (18 Dec 2020 to 12 Feb 2023)
- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 12 Feb 2023)
- [FCA CF] Client dealing (11 Oct 2017 to 12 Feb 2023)
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- [FCA CF] Material risk taker (18 Dec 2020 to 12 Feb 2023)
- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 12 Feb 2023)
- [FCA CF] Client dealing (11 Oct 2017 to 12 Feb 2023)
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- [PRA CF] Significant risk taker or Material risk taker (15 Dec 2017 to 12 Feb 2023)
- [FCA CF] Material risk taker (15 Dec 2017 to 12 Feb 2023)
- [FCA CF] Client dealing (11 Oct 2017 to 12 Feb 2023)
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- CF30 Customer (1 Nov 2007 to 29 Jan 2010)
- CF21 Investment Adviser (16 Mar 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (30 Sep 2005 to 15 Mar 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.