Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Manager of certification employee (30 Jul 2018 to 10 Oct 2023)
    • [FCA CF] Client dealing (18 Nov 2016 to 10 Oct 2023)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 10 Oct 2023)
    • CF30 Customer (19 Oct 2012 to 6 Mar 2016)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Manager of certification employee (30 Jul 2018 to 10 Oct 2023)
    • [FCA CF] Client dealing (18 Nov 2016 to 10 Oct 2023)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 10 Oct 2023)
    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (20 Oct 2008 to 18 Oct 2010)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (4 Dec 2003 to 13 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.