Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (30 Jul 2018 to 10 Oct 2023)
- [FCA CF] Client dealing (18 Nov 2016 to 10 Oct 2023)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 10 Oct 2023)
- CF30 Customer (19 Oct 2012 to 6 Mar 2016)
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- [FCA CF] Manager of certification employee (30 Jul 2018 to 10 Oct 2023)
- [FCA CF] Client dealing (18 Nov 2016 to 10 Oct 2023)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 10 Oct 2023)
- CF30 Customer (1 Jan 2016 to 6 Mar 2016)
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- CF30 Customer (20 Oct 2008 to 18 Oct 2010)
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- CF21 Investment Adviser (4 Dec 2003 to 13 Aug 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.