Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Standard Chartered Bank
FRN 114276
- [FCA CF] Manager of certification employee (since 27 Nov 2023)
- [FCA CF] Material risk taker (since 27 Nov 2023)
- [PRA CF] Significant risk taker or Material risk taker (since 27 Nov 2023)
- [FCA CF] Significant management (27 Nov 2023 to 7 Mar 2026)
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- CF30 Customer (1 Nov 2007 to 13 Aug 2008)
- CF21 Investment Adviser (19 Jul 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Oct 2002 to 7 Mar 2005)
- CF22 Investment Adviser (Trainee) (20 May 2002 to 1 Oct 2002)
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- CF21 Investment Adviser (1 Oct 2002 to 7 Mar 2005)
- CF22 Investment Adviser (Trainee) (20 May 2002 to 1 Oct 2002)
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- CF21 Investment Adviser (20 May 2002 to 30 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.