Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 27 Nov 2023)
    • [FCA CF] Material risk taker (since 27 Nov 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 27 Nov 2023)
    • [FCA CF] Significant management (27 Nov 2023 to 7 Mar 2026)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 13 Aug 2008)
    • CF21 Investment Adviser (19 Jul 2005 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Oct 2002 to 7 Mar 2005)
    • CF22 Investment Adviser (Trainee) (20 May 2002 to 1 Oct 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Oct 2002 to 7 Mar 2005)
    • CF22 Investment Adviser (Trainee) (20 May 2002 to 1 Oct 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (20 May 2002 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.