Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Client dealing (since 1 Oct 2024)
- [FCA CF] Manager of certification employee (since 1 Oct 2024)
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- [FCA CF] Manager of certification employee (4 Jul 2019 to 30 Sep 2024)
- [FCA CF] Client dealing (7 Mar 2016 to 30 Sep 2024)
- CF30 Customer (6 Jul 2011 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.