Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Material risk taker (7 Mar 2017 to 15 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
    • CF14 Risk Assessment (3 Jan 2007 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Material risk taker (7 Mar 2017 to 15 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
    • CF14 Risk Assessment (3 Jan 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 13 Dec 2006)
  • RBC Investor Services Trust (no longer approved here)

    FRN 435052

    • [FCA CF] Material risk taker (7 Mar 2017 to 15 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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