Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (11 Feb 2019 to 8 Dec 2019)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF30 Customer (3 Jun 2017 to 31 May 2018)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 18 Aug 2016)
    • [FCA CF] Client dealing (7 Mar 2016 to 23 Oct 2017)
    • [FCA CF] Material risk taker (7 Mar 2016 to 23 Oct 2017)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (15 Jun 2007 to 31 Oct 2007)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (1 Dec 2001 to 6 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.