Stefano Rossetto

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Merrill Lynch International
FRN 147150
- [FCA CF] Client dealing (since 19 Jul 2019)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- [FCA CF] Client dealing (25 Sep 2017 to 8 Jul 2019)
- [FCA CF] Manager of certification employee (25 Sep 2017 to 8 Jul 2019)
Morgan Stanley Bank International Limited (no longer approved here)
FRN 195430
- [FCA CF] Client dealing (25 Sep 2017 to 8 Jul 2019)
- [FCA CF] Manager of certification employee (25 Sep 2017 to 8 Jul 2019)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (24 Jun 2015 to 6 Mar 2016)
Credit Agricole Corporate and Investment Bank (no longer approved here)
FRN 124344
- CF30 Customer (29 Apr 2013 to 26 Mar 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.