Stefano Del Zompo

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 12 Jul 2024)
    • CF1 Director (AR) (since 18 Jun 2024)
    • CF30 Customer (since 18 Jun 2024)
  • Eleo Capital Ltd

    FRN 989634

    • (1)Employed By (since 18 Jun 2024)
    • (1)Employed By (16 Jan 2023 to 5 Jul 2024)
  • Thamesbank Credit Union Limited (no longer approved here)

    FRN 416486

    • Director of firm who is not a certification employee or a SMF manager (14 Dec 2020 to 21 Nov 2022)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Client dealing (7 Mar 2016 to 5 Dec 2019)
    • CF30 Customer (7 Nov 2014 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Client dealing (7 Mar 2016 to 5 Dec 2019)
    • CF30 Customer (6 May 2015 to 6 Mar 2016)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Client dealing (7 Mar 2016 to 5 Dec 2019)
    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (11 Oct 2010 to 4 Jun 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.