Stefano D'Angelo

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Deutsche Bank AG (no longer approved here)
FRN 150018
- [FCA CF] Client dealing (13 Sep 2016 to 5 May 2021)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF30 Customer (1 Nov 2007 to 16 Dec 2015)
- CF21 Investment Adviser (19 Jun 2007 to 31 Oct 2007)
Cooperatieve Rabobank U.A. (no longer approved here)
FRN 171596
- CF21 Investment Adviser (18 Jan 2006 to 17 May 2007)
Novate Global Markets Limited (no longer approved here)
FRN 124624
- (444)CF21 Investment Adviser (26 Sep 2002 to 30 Sep 2005)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (444)CF21 Investment Adviser at Novate Global Markets Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.