Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (13 Nov 2020 to 1 Apr 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 12 Mar 2021)
- SMF2 Chief Finance (10 Dec 2018 to 1 Apr 2024)
- SIMF2 Chief Finance Function (7 Mar 2016 to 9 Dec 2018)
- CF11 Money Laundering Reporting (13 Aug 2015 to 9 Dec 2018)
- CF28 Systems and controls (13 Aug 2015 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.