Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (16 Feb 2017 to 2 Dec 2019)
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- CF3 Chief Executive (28 Jul 2008 to 6 Sep 2013)
- CF30 Customer (1 Nov 2007 to 14 Mar 2014)
- CF21 Investment Adviser (7 Feb 2005 to 31 Oct 2007)
- CF1 Director (7 Feb 2005 to 6 Sep 2013)
- CF27 Investment Management (7 Feb 2005 to 31 Oct 2007)
- CF10 Compliance Oversight (7 Feb 2005 to 15 Apr 2007)
- CF11 Money Laundering Reporting (7 Feb 2005 to 15 Apr 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.