Stefan-Catalin Rusu

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • [FCA CF] Client dealing (9 Dec 2021 to 16 Jun 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2021 to 16 Jun 2023)
    • [FCA CF] Material risk taker (9 Dec 2021 to 21 Feb 2023)
  • Societe Generale (no longer approved here)

    FRN 124866

    • [FCA CF] Client dealing (20 Sep 2017 to 4 Jul 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.