Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (4 Oct 2023 to 14 Feb 2024)
    • [FCA CF] Client dealing (27 Jun 2023 to 14 Feb 2024)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Material risk taker (12 Feb 2019 to 30 Mar 2023)
    • [FCA CF] Client dealing (7 Sep 2018 to 30 Mar 2023)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 8 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.