Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (4 Oct 2023 to 14 Feb 2024)
- [FCA CF] Client dealing (27 Jun 2023 to 14 Feb 2024)
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- [FCA CF] Material risk taker (12 Feb 2019 to 30 Mar 2023)
- [FCA CF] Client dealing (7 Sep 2018 to 30 Mar 2023)
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- CF21 Investment Adviser (1 Dec 2001 to 8 Feb 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.