Stefan Bollinger

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • SMF18 Other Overall Responsibility (19 Jan 2023 to 16 Sep 2024)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2017 to 16 Oct 2024)
    • [FCA CF] Client dealing (7 Mar 2016 to 11 Mar 2020)
    • CF29 Significant management (2 Oct 2014 to 6 Mar 2016)
    • CF30 Customer (5 Sep 2013 to 6 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (5 Sep 2013 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 14 Jul 2004)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 14 Jul 2004)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 14 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.