Stefan Behr

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (28 Jun 2018 to 18 Jan 2021)
    • [FCA CF] Client dealing (4 Dec 2017 to 18 Jan 2021)
    • [FCA CF] Material risk taker (4 Dec 2017 to 18 Jan 2021)
    • [FCA CF] Significant management (4 Dec 2017 to 18 Jan 2021)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Manager of certification employee (28 Jun 2018 to 18 Jan 2021)
    • [FCA CF] Client dealing (4 Dec 2017 to 18 Jan 2021)
    • [FCA CF] Material risk taker (4 Dec 2017 to 18 Jan 2021)
    • [FCA CF] Significant management (4 Dec 2017 to 18 Jan 2021)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (28 Jun 2018 to 18 Jan 2021)
    • [FCA CF] Client dealing (4 Dec 2017 to 18 Jan 2021)
    • [FCA CF] Material risk taker (4 Dec 2017 to 18 Jan 2021)
    • [FCA CF] Significant management (4 Dec 2017 to 18 Jan 2021)

Recent activity

Updates to this individual's record on the FCA register.

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