Stavros Elia

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Russell Investments Limited
FRN 122282
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (18 Oct 2019 to 8 Dec 2019)
Russell Investments Implementation Services Limited
FRN 415353
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (25 Jul 2014 to 8 Dec 2019)
LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)
FRN 119272
- CF30 Customer (4 Mar 2014 to 29 May 2014)
Northern Trust Global Investments Limited (no longer approved here)
FRN 191916
- CF30 Customer (21 May 2009 to 31 Dec 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.