Stanley McDowell

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

McDowell Financial Services Ltd (no longer approved here)
FRN 800988
- SMF16 Compliance Oversight (9 Dec 2019 to 9 Sep 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Jun 2024)
- SMF3 Executive Director (9 Dec 2019 to 9 Sep 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Sep 2024)
- Responsible for Insurance Distribution (1 Oct 2018 to 9 Sep 2024)
- CF30 Customer (13 Jun 2018 to 8 Dec 2019)
- CF1 Director (13 Jun 2018 to 8 Dec 2019)
- Responsible for Insurance Mediation (13 Jun 2018 to 30 Sep 2018)
- Responsibility for MCD Intermediation (13 Jun 2018 to 9 Sep 2024)
- CF11 Money Laundering Reporting (13 Jun 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (13 Jun 2018 to 8 Dec 2019)
McDowell Financial Services (U178) (no longer approved here)
FRN 158941
- (3)Employed By (6 Jan 1999 to 28 Dec 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.