Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 19 Jun 2025)
    • [FCA CF] Manager of certification employee (since 11 Apr 2022)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (24 Feb 2020 to 30 Jan 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 20 Jul 2023)
    • CF30 Customer (8 Apr 2011 to 6 Mar 2016)
  • EMF Capital (UK) Limited (no longer approved here)

    FRN 478493

    • CF30 Customer (22 Oct 2008 to 31 Dec 2010)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (22 Mar 2004 to 2 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.