Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 23 Mar 2026)
    • SMF3 Executive Director (9 Dec 2019 to 23 Mar 2026)
    • SMF16 Compliance Oversight (9 Dec 2019 to 11 Mar 2026)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (30 Jan 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (30 Jan 2004 to 31 Oct 2007)
    • CF3 Chief Executive (30 Jan 2004 to 8 Dec 2019)
    • CF27 Investment Management (30 Jan 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (30 Jan 2004 to 31 Oct 2007)
    • CF10 Compliance Oversight (30 Jan 2004 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.