Stanford Gwazaza

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

SPI FINANCE LIMITED
FRN 1016370
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 17 Dec 2024)
- Responsible for Insurance Distribution (since 12 Dec 2024)
- Responsibility for MCD Intermediation (since 12 Dec 2024)
- SMF16 Compliance Oversight (since 12 Dec 2024)
- SMF3 Executive Director (since 12 Dec 2024)
Brompton Asset Finance Limited (no longer approved here)
FRN 727308
- CF1 Director (AR) (20 Jul 2022 to 5 Dec 2024)
Clever Financial Solutions Limited (no longer approved here)
FRN 798168
- [FCA CF] Functions requiring qualifications (5 Nov 2020 to 29 Aug 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.