Stafford Kilburn Butt

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • [FCA CF] Client dealing (17 Jun 2022 to 23 Jan 2026)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • [FCA CF] Client dealing (17 Jun 2022 to 23 Jan 2026)
  • Wells Fargo Securities International Limited (no longer approved here)

    FRN 186745

    • [FCA CF] Client dealing (9 Dec 2019 to 22 Jan 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Jan 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 22 Jan 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 22 Jan 2022)
    • CF29 Significant management (14 Oct 2013 to 8 Dec 2019)
    • CF30 Customer (23 Jan 2013 to 8 Dec 2019)
  • Wells Fargo Bank, National Association (no longer approved here)

    FRN 456183

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 22 Jan 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 22 Jan 2022)
    • CF30 Customer (23 Jan 2013 to 6 Mar 2016)
  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • CF21 Investment Adviser (1 Sep 2005 to 13 Aug 2007)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • CF21 Investment Adviser (1 Dec 2001 to 31 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.