Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • State Street Bank and Trust Company (no longer approved here)

    FRN 170462

    • [FCA CF] Client dealing (28 Jul 2021 to 13 Sep 2023)
    • [FCA CF] Manager of certification employee (28 Jul 2021 to 13 Sep 2023)
    • [FCA CF] Material risk taker (28 Jul 2021 to 13 Sep 2023)
  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • [FCA CF] Manager of certification employee (7 Mar 2017 to 16 Sep 2020)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2017 to 16 Sep 2020)
    • [FCA CF] Significant management (7 Mar 2017 to 16 Sep 2020)
    • [PRA CF] Managing a material risk taker (7 Mar 2017 to 16 Sep 2020)

Recent activity

Updates to this individual's record on the FCA register.

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