Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Campbell & Horseman Mortgages Ltd
FRN 948610
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 14 Dec 2021)
- [FCA CF] Client dealing (since 14 Dec 2021)
- SMF16 Compliance Oversight (since 30 Nov 2021)
- Responsibility for MCD Intermediation (since 30 Nov 2021)
- SMF3 Executive Director (since 30 Nov 2021)
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- Appointed representative dealing with clients for which they require qualification (11 Mar 2021 to 25 Nov 2021)
Recent activity
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