Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fairstone Private Wealth Limited
FRN 457558
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 7 Jul 2025)
- [FCA CF] Functions requiring qualifications (since 7 Jul 2025)
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Fairstone Financial Management Limited
FRN 475973
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 7 Jul 2025)
- [FCA CF] Client dealing (since 7 Jul 2025)
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- (11)Employed By (9 Apr 2024 to 13 Jun 2025)
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- CF30 Customer (20 Sep 2023 to 13 Jun 2025)
- Appointed representative dealing with clients for which they require qualification (14 Aug 2023 to 13 Jun 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.