Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Look 4 Cover Ltd
FRN 933245
- [FCA CF] Significant management (since 6 Jan 2021)
- SMF3 Executive Director (since 6 Jan 2021)
- [PRA CF] Key function holder (since 6 Jan 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (4 Dec 2020 to 4 Dec 2020)
- Responsible for Insurance Distribution (4 Dec 2020 to 4 Dec 2020)
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 6 Feb 2020)
- CF30 Customer (since 10 Jan 2020)
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Stacey-Ann McCabe
FRN 919026
- (1)Employed By (since 10 Jan 2020)
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- CF2 Non Executive Director (AR) (8 Nov 2011 to 30 Aug 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.