Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 6 Jan 2021)
    • SMF3 Executive Director (since 6 Jan 2021)
    • [PRA CF] Key function holder (since 6 Jan 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (4 Dec 2020 to 4 Dec 2020)
    • Responsible for Insurance Distribution (4 Dec 2020 to 4 Dec 2020)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 6 Feb 2020)
    • CF30 Customer (since 10 Jan 2020)
    • (1)Employed By (since 10 Jan 2020)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF2 Non Executive Director (AR) (8 Nov 2011 to 30 Aug 2013)

Recent activity

Updates to this individual's record on the FCA register.

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