Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (1 Jul 2018 to 4 Feb 2020)
    • [FCA CF] Manager of certification employee (1 Jul 2018 to 4 Feb 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (8 Feb 2018 to 4 Feb 2020)
    • [PRA CF] Managing a material risk taker (8 Feb 2018 to 4 Feb 2020)
    • CF30 Customer (1 Nov 2007 to 20 Oct 2011)
    • CF21 Investment Adviser (26 Jun 2006 to 31 Oct 2007)
  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • CF2 Non Executive Director (19 Mar 2015 to 11 Mar 2016)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • CF1 Director (6 May 2010 to 31 Aug 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.