Sreenivas Jayaraman

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Client dealing (7 Nov 2024 to 1 Feb 2025)
    • [FCA CF] Significant management (2 Feb 2021 to 5 Dec 2024)
    • [FCA CF] Manager of certification employee (13 Aug 2019 to 21 Jun 2022)
    • [FCA CF] Material risk taker (9 Mar 2018 to 1 Feb 2025)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Manager of certification employee (25 Feb 2021 to 22 Jan 2022)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Significant management (2 Feb 2021 to 5 Dec 2024)
    • [FCA CF] Manager of certification employee (13 Aug 2019 to 21 Jun 2022)
    • [FCA CF] Material risk taker (9 Mar 2018 to 1 Feb 2025)
    • [FCA CF] Client dealing (26 Feb 2018 to 3 Oct 2024)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 4 May 2010)
    • CF21 Investment Adviser (1 Mar 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.