Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Santander UK Plc
FRN 106054
- [FCA CF] Material risk taker (since 6 Aug 2024)
- [FCA CF] Significant management (since 6 Aug 2024)
- [PRA CF] Managing a material risk taker (since 6 Aug 2024)
- [PRA CF] Significant risk taker or Material risk taker (since 6 Aug 2024)
- [FCA CF] Manager of certification employee (since 6 Aug 2024)
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Cater Allen Limited
FRN 178737
- [FCA CF] Manager of certification employee (since 6 Aug 2024)
- [FCA CF] Significant management (since 6 Aug 2024)
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- [PRA CF] Significant risk taker or Material risk taker (3 May 2024 to 9 Jul 2024)
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- [PRA CF] Significant risk taker or Material risk taker (14 Jun 2023 to 2 Apr 2024)
- [FCA CF] Manager of certification employee (1 Jan 2021 to 9 Jul 2024)
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- [FCA CF] Material risk taker (7 Mar 2016 to 9 Jul 2024)
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- [FCA CF] Material risk taker (7 Mar 2016 to 9 Jul 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.