Spyros Mesomeris

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Material risk taker (since 25 Nov 2019)
    • [FCA CF] Client dealing (since 25 Nov 2019)
    • [FCA CF] Manager of certification employee (since 25 Nov 2019)
    • [PRA CF] Significant risk taker or Material risk taker (since 25 Nov 2019)
    • [PRA CF] Managing a material risk taker (since 25 Nov 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (7 Mar 2016 to 19 Nov 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 8 May 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 8 May 2019)
    • CF30 Customer (12 Oct 2009 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 25 Aug 2009)
    • CF21 Investment Adviser (18 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.