Last updated
3 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 19 Jan 2015)
    • CF30 Customer (since 17 Jul 2008)
    • (1)Employed By (since 24 Nov 2014)
  • Clearwater Wealth Management (no longer approved here)

    FRN 401714

    • Employed By (17 Jul 2008 to 4 Feb 2015)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Arx Wealth Management Ltd

  2. controlled function added: (1)Employed By at Arx Wealth Management Ltd