Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The C & L Group of Companies LTD
FRN 676817
- SMF16 Compliance Oversight (since 27 Aug 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Aug 2020)
- SMF3 Executive Director (since 27 Aug 2020)
- CF28 Systems and controls (8 Jan 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.