Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 18 Jan 2021)
    • [FCA CF] Manager of certification employee (18 Jan 2021 to 8 Feb 2023)
    • CF30 Customer (16 Aug 2018 to 8 Dec 2019)
  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • CF1 Director (AR) (20 Apr 2018 to 30 Aug 2018)
    • CF30 Customer (20 Apr 2018 to 30 Aug 2018)
  • Rede Partners LLP (no longer approved here)

    FRN 550731

    • CF30 Customer (7 Apr 2017 to 23 Apr 2018)
    • CF1 Director (AR) (7 Apr 2017 to 23 Apr 2018)
  • AXA Investment Managers GS Limited (no longer approved here)

    FRN 188523

    • CF1 Director (10 Apr 2006 to 28 Dec 2006)
    • CF21 Investment Adviser (30 Jul 2003 to 28 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.