Spencer John Lloyd

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc

    FRN 121882

    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (7 Mar 2024 to 11 Dec 2024)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Manager of certification employee (2 May 2017 to 31 Dec 2018)
    • [FCA CF] Material risk taker (7 Mar 2016 to 31 Dec 2018)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Manager of certification employee (2 May 2017 to 31 Dec 2018)
    • [FCA CF] Material risk taker (7 Mar 2016 to 31 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

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