Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Firstminute Capital LLP
FRN 820688
- SMF27 Partner (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF4 Partner (3 Jun 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (3 Jun 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (3 Jun 2019 to 8 Dec 2019)
- CF30 Customer (3 Jun 2019 to 8 Dec 2019)
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- Director of firm who is not a certification employee or a SMF manager (15 Sep 2020 to 28 Feb 2024)
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- CF30 Customer (28 Jun 2016 to 1 Jun 2019)
- CF4 Partner (AR) (28 Jun 2016 to 1 Jun 2019)
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- Employed By (28 Jun 2016 to 3 Jun 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.