Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (3 Jun 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Jun 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Jun 2019 to 8 Dec 2019)
    • CF30 Customer (3 Jun 2019 to 8 Dec 2019)
  • IMAGINE MORTGAGES LIMITED (no longer approved here)

    FRN 921355

    • Director of firm who is not a certification employee or a SMF manager (15 Sep 2020 to 28 Feb 2024)
  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • CF30 Customer (28 Jun 2016 to 1 Jun 2019)
    • CF4 Partner (AR) (28 Jun 2016 to 1 Jun 2019)
  • Brent Capital LLP (no longer approved here)

    FRN 747564

    • Employed By (28 Jun 2016 to 3 Jun 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.