Spencer GORDON

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BGC Brokers L.P

    FRN 454814

    • [FCA CF] Manager of certification employee (since 16 Nov 2022)
    • [FCA CF] Client dealing (since 7 Oct 2022)
  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • [FCA CF] Manager of certification employee (14 Dec 2020 to 31 Dec 2021)
    • [FCA CF] Client dealing (14 Dec 2020 to 31 Dec 2021)
    • CF30 Customer (2 Aug 2017 to 8 Dec 2019)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • [FCA CF] Manager of certification employee (14 Dec 2020 to 31 Dec 2021)
    • [FCA CF] Client dealing (14 Dec 2020 to 31 Dec 2021)

Recent activity

Updates to this individual's record on the FCA register.

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