Spencer Cole

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 4 Jun 2025)
    • CF1 Director (AR) (since 4 Jun 2025)
    • Appointed representative dealing with clients for which they require qualification (since 4 Jun 2025)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 Dec 2022)
  • Quilter Financial Planning Solutions Limited

    FRN 184591

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 14 Dec 2022)
    • CF1 Director (AR) (since 25 Feb 2016)
    • CF30 Customer (since 21 Jul 2010)
  • Four Stages Finance Limited

    FRN 736876

    • (2)Employed By (since 25 Feb 2016)
  • Martin Hammett Associates Ltd (no longer approved here)

    FRN 189687

    • (11)Employed By (28 May 2025 to 9 Feb 2026)
  • R A Armitage & Associates Partnership (no longer approved here)

    FRN 215885

    • (18)Employed By (20 Aug 2008 to 12 Jul 2010)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (20 Aug 2008 to 12 Jul 2010)

Recent activity

Updates to this individual's record on the FCA register.

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