Sophie Warrick

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Markets Limited

    FRN 114031

    • [FCA CF] Manager of certification employee (since 18 Nov 2025)
    • [FCA CF] Manager of certification employee (17 Jul 2020 to 27 Apr 2021)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Manager of certification employee (since 17 Jul 2020)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 10 Jan 2020)
    • CF30 Customer (18 Jan 2011 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (17 Jul 2020 to 27 Apr 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 27 Apr 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 27 Apr 2021)
    • CF30 Customer (18 Jan 2011 to 6 Mar 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF22 Investment Adviser (Trainee) (16 Oct 2004 to 7 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.