Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Adanac Financial Services Ltd
FRN 494917
- 11. Pension transfer specialist
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 10 Dec 2019)
- [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
- CF30 Customer (1 Jan 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.