Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (since 5 Jul 2023)
- [FCA CF] Material risk taker (since 28 May 2023)
- [FCA CF] Manager of certification employee (since 1 Sep 2022)
- [FCA CF] Client dealing (since 1 Sep 2022)
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- CF30 Customer (1 Jan 2008 to 23 May 2014)
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- CF21 Investment Adviser (11 Jan 2005 to 20 Jul 2005)
- CF22 Investment Adviser (Trainee) (12 Mar 2004 to 11 Jan 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.