Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 5 Jul 2023)
    • [FCA CF] Material risk taker (since 28 May 2023)
    • [FCA CF] Manager of certification employee (since 1 Sep 2022)
    • [FCA CF] Client dealing (since 1 Sep 2022)
  • Natixis (no longer approved here)

    FRN 206092

    • CF30 Customer (1 Jan 2008 to 23 May 2014)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • CF21 Investment Adviser (11 Jan 2005 to 20 Jul 2005)
    • CF22 Investment Adviser (Trainee) (12 Mar 2004 to 11 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.