Sophie Osborne Hutchinson

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cowling Rawnsley Financial Solutions Limited

    FRN 232052

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (since 1 May 2014)
  • BBPI LIMITED

    FRN 182934

    • (3)Employed By (since 12 May 2014)
  • Bartlett Wealth Management Ltd (no longer approved here)

    FRN 114800

    • CF30 Customer (1 Nov 2007 to 30 Apr 2014)
    • CF21 Investment Adviser (22 Dec 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (26 Aug 2004 to 22 Dec 2004)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF21 Investment Adviser (1 Oct 2002 to 23 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at BBPI LIMITED

  2. controlled function added: (3)Employed By at BBPI LIMITED