Sophie Landry

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Material risk taker (13 Jul 2016 to 21 Aug 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 18 Feb 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 18 Feb 2021)
    • CF30 Customer (1 May 2014 to 6 Mar 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (6 Apr 2010 to 13 Mar 2014)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (28 Nov 2008 to 30 Mar 2010)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

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