Sophie Jane de Rouet

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 30 Jul 2014)
    • CF30 Customer (since 17 Jul 2009)
  • The de Rouet Partnership Limited

    FRN 503738

    • (1)Employed By (since 17 Jul 2009)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF21 Investment Adviser (1 Dec 2001 to 27 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.