Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fidelius Ltd

    FRN 188615

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 16 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 16 Mar 2026)
  • Perspective (North West) Limited (no longer approved here)

    FRN 229808

    • [FCA CF] Client dealing (4 Nov 2021 to 27 Feb 2026)
    • [FCA CF] Functions requiring qualifications (4 Nov 2021 to 27 Feb 2026)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (11 Jan 2021 to 24 Sep 2021)
    • CF30 Customer (23 Jul 2020 to 24 Aug 2020)
  • Leazes Quadrus Financial Planning Ltd (no longer approved here)

    FRN 598924

    • (1)Employed By (23 Jul 2020 to 24 Aug 2020)

Recent activity

Updates to this individual's record on the FCA register.

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