Sophie Farivarz

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Manager of certification employee (since 30 Apr 2024)
    • [FCA CF] Client dealing (since 30 Apr 2024)
    • [FCA CF] Material risk taker (since 10 Jul 2020)
    • [FCA CF] Manager of certification employee (26 Feb 2020 to 1 Mar 2024)
    • [FCA CF] Client dealing (10 Aug 2016 to 1 Mar 2024)
    • CF30 Customer (15 Jun 2012 to 6 Mar 2016)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Manager of certification employee (since 30 Apr 2024)
    • [FCA CF] Client dealing (since 30 Apr 2024)
    • [FCA CF] Material risk taker (since 10 Jul 2020)
    • [FCA CF] Manager of certification employee (26 Feb 2020 to 1 Mar 2024)
    • [FCA CF] Client dealing (10 Aug 2016 to 1 Mar 2024)
    • CF30 Customer (15 Jun 2012 to 6 Mar 2016)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (26 Oct 2010 to 15 Mar 2012)

Recent activity

Updates to this individual's record on the FCA register.

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