Sophia Vonta

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Client dealing (since 16 Dec 2016)
    • [FCA CF] Manager of certification employee (since 16 Dec 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF21 Investment Adviser (31 Oct 2003 to 10 Jun 2005)
    • CF26 Customer Trading (24 Oct 2003 to 24 Oct 2003)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (21 Sep 2002 to 24 Oct 2003)
    • CF26 Customer Trading (12 Jun 2002 to 21 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.