Sophia Raidhan

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (11 Mar 2025 to 30 Jan 2026)
    • [FCA CF] Functions requiring qualifications (11 Mar 2025 to 30 Jan 2026)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Functions requiring qualifications (28 Sep 2021 to 2 Jul 2024)
    • [FCA CF] Client dealing (28 Sep 2021 to 2 Jul 2024)
    • CF30 Customer (27 Feb 2012 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (14 Jul 2011 to 24 Feb 2012)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 29 Jun 2011)
    • CF22 Investment Adviser (Trainee) (15 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.